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Reference Documents

Risk Disclosure on Derivatives

• 9 out of 10 individual traders in the equity Futures & Options segment incurred net losses.
• On average, loss-making traders lost approximately ₹50,000.
• Over and above the net trading losses incurred, loss-makers expended an additional 28% of net trading losses as transaction costs.

Those making net trading profits incurred between 15% to 50% of such profits as transaction costs.

General Market Risk Disclosure

Investment in securities market is subject to market risks.

Read all related documents carefully before investing.

Brokerage will not exceed SEBI prescribed limits.

All investments and trading decisions shall be taken by the client at their own discretion.

Important Investor Information

• Update your email ID and mobile number with your broker / Depository Participant.
• Receive OTP directly from depository on your email/mobile to create pledge.
• Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.
• KYC is a one-time process while dealing in securities markets.

Issued in the interest of investors.

Kindly, read the Advisory Guidelines of BSE | NSE for investors as prescribed by the exchange with reference to their circular dated 27th August, 2021 regarding investor awareness and safeguarding client's assets.

Important Links: SEBI | BSE | NSE | ODR Portal

For any complaints or grievances, clients may register on the SEBI SCORES portal:

https://scores.sebi.gov.in

You may also write to: compliance@neo-wealth.com

©2026 Neo Wealth Management Pvt Ltd. All Rights Reserved.

©2026 Neo Wealth Management Pvt Ltd. All Rights Reserved.